OpRisk & Compliance - Magazine on operational risk, corporate governance, business continuity, compliance, financial crime
OpRisk & Compliance - Free trial
OpRisk & Compliance - Magazine on operational risk, compliance About Oprisk & Compliance Subscribe to OpRisk & Compliance Advertise on OpRisk & Compliance Contacts at OpRisk & Compliance Free trial to OpRisk & Compliance Help on OpRisk & Compliance
Career Center Jobs and Career Management in the Financial Markets, Banking & Finance Career Center
  Job Seekers Sign in / Register Recruiter's Sign-in







Jobs: Compliance / RegulatoryCompliance / Legal, New York CityNew YorkUSA
Send me jobs like these:  Jobs by Email  By email   
Search within these results Search all jobs Advanced search 
 
1-16 of 16 Jobs Company Location Date
Financial Services Compliance Analyst
Bloomberg (USA)
Salary: Competitive
USA-NY-New York City 08 Jan
BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, prici...
Institutional Equity Compliance Officer - Regulatory Control Group
Legend Global Search, Inc...
Salary: $175K+
USA-NY-New York City 08 Jan
Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management
AML Director - Financial Investigations Unit
Legend Global Search, Inc...
Salary: $155K
USA-NY-New York City 08 Jan
AML Director - Financial Investigations Unit
Chief Regulatory Officer
Legend Global Search, Inc...
Salary: $203K
USA-NY-New York City 08 Jan
Chief Regulatory Officer
Fixed Income Compliance Officer
Michael Page
Salary: 100,000 - 150,000
USA-NY-New York City 08 Jan
Leading global hedge fund is looking to add a fixed income compliance officer with 3-7 years of experience on the trading des...
Attorney with Hedge Fund Formation & Investment Management Experience
The Boldon Group
Salary: Excellent
USA-NY-New York City 08 Jan
Our client is seeking an attorney with at least seven years experience in all aspects of the fund management practice. This...
Attorney-Broker-Dealer/Compliance
IJC Partners, LLC.
Salary: Base & Bonus
USA-NY-New York City 08 Jan
Our client is looking for an attorney with expertise in broker-dealer legal and compliance issues to join the team.
Chief Compliance Officer
Michael Page
Salary: 150,000 - 250,000
USA-NY-New York City 08 Jan
Dynamic Global Hedge Fund is looking for a Chief Compliance Officer with 10-15 years of experience in Investment Adviser's Co...
Anti-Money Laundering Compliance Manager
Not Disclosed
Salary: Salary will be base plus...
USA-NY-New York City 06 Jan
The AML Manager will manage a team in the evaluation of AML compiane programs in the Banking and Securities Industry.
Investment Management Compliance Officer
Not Disclosed
Salary: Base salary, benefits and...
USA-NY-New York City 06 Jan
Our client is a top, global investment management firm seeking a Compliance Officer to report directly to the firm's Chief Co...
Banking Policies and Procedures Writer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 05 Jan
See job description below
Market Regulation Attorney
Chicago Mercantile Exchan...
Salary: not disclosed
USA-NY-New York City 05 Jan
See job description below
Director, Project Manager (pension disclosure)
Not Disclosed
Salary: Competitive
USA-NY-New York City 05 Jan
The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures.
Securities Business Auditor
Goldman Sachs
Salary: N/A
USA-NY-New York City 25 Jul
Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm...
Regulatory Examinations Compliance Officer, Stamford, Connecticu
Huxley Associates
Salary: Negotiable
USA-CT-Stamford 08 Jan
A Stamford based financial services firm is seeking a compliance officer for their regulatory department.
Compliance Office/Associate
Robert Half Int - Financi...
Salary: 80,000-100,000
USA-NY-Hempstead 24 Oct
Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We...
Jobs: Compliance / Regulatory, New York City (1-16 of 16 Jobs)
© Incisive Media Ltd. 2007 Jobs at Incisive Media | Terms and conditions | Privacy policy | Accessibility statement